Directors & Boards: Regulatory Oversight

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	Access more than 500-plus authoritative articles published by Directors & Boards For your convenience, the pop-up menu above provides quick and easy access to 55 essential reference topics. New articles are frequently posted. Choose a category: Advisory Boards Annual Meetings and Reports Audit Committees Bankruptcy Board Composition Board Dynamics Board Guidelines Board Meetings Board Practices Book Reviews CEO Development and Evaluation Communications Compensation Committee Corporate Reorganization Crisis Management D&O Insurance Director Compensation Director Education Director Evaluation Director Orientation Director Profiles Director Recruitment Duties of Directors Early-Stage Boards Environmental Oversight Ethics Executive Compensation Executive Recruitment Finance Committee Financial Oversight Global Business Global Governance Governance Committee Governance History Governance Regulation Heidrick & Struggles Independence Information for the Board Investor Relations Lead Director Leadership Liability and Litigation Marketing Mergers and Acquisitions Mutual Fund Boards Nonprofit Boards Organizations Leadership Performance Evaluation Private Company Boards Reforming the Board Regulatory Oversight Shareholder Value Spencer Stuart Governance Letter Strategy Succession Planning Technology Venture Capital		Article reprints are $10 each. Click to add to shopping cart Regulatory Oversight 'Access Denied!' Redux -- The SEC is poised to act on the issue of proxy access. Maybe. Or, time again for Lawrence P. Berra? By Directors & Boards columnist Hoffer Kaback. Fourth Quarter 2007 [1 page(s)] Opening the Door to Shareholder Proposals -- Are you ready to respond to the 'voice' of your shareowners? By Doug Raymond of Drinker, Biddle & Reath. Fourth Quarter 2007 [1 page(s)] SEC Report Card -- How did the Commission measure up in 2006 for its regulatory judgment and rulemaking? Let?s grade its performance. By Ralph C. Ferrara, Riva Khoshaba Parker, and Joseph J. Migas of LeBoeuf Lamb Greene & MacRae LLP. Annual Report 2007 [4 page(s)] A Snipe Hunt -- That’s what directors of smaller firms are doomed to if the broker vote, which is especially critical for them, is eliminated. By John Endean of the American Business Conference. First Quarter 2007 [1 page(s)] Life on Top of the Ladder -- Boards -- not just attorneys -- need to prepare for the SEC's new reporting regime. By Ralph Ferrara and Phillip Parker of Debevoise & Plimpton. Spring 2003 [1 page(s)] When You Become a Target of the SEC -- What directors need to know about an SEC enforcement investigation and the immediate actions that need to be taken. By Kenneth Winer and Melissa Brown of Foley & Lardner. Spring 2002 [3 page(s)] Hands Off Corporate Handouts -- The SEC should not get involved in mandating disclosure and shareholder approval of corporate charitable contributions. By Robert Rock, Directors & Boards chairman. Winter 1998 [1 page(s)] Forays on the Governance Frontier -- A former SEC chairman reflects on his days at the Commission during the 1950s, when important seeds were being planted for improved governance to come. By J. Sinclair Armstrong. Fall 1997 [4 page(s)]
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